OpenAI 的数学解法还不合学界标准:719 份论文仅 10 份放出思维链、42% 未形式化,顾问组首个要求就是别用闭源模型测数学
OpenAI’s math solutions aren’t meeting the field’s standards yet
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导读
前沿实验室发布数百份「攻克世界难题」的数学解法时,OpenAI 说它征询了高等研究院主办的 AGMAI 顾问组,以免重演上一次「模型解决长期难题」的争议——但文章逐条对照后认为它并未达到这套标准。顾问组在 9 月底发布的准则里最强调「对结果的人类理解」,而它的第一条诉求其实是「停止在专有模型上测试高等数学问题」,OpenAI 此次明确是在用开放数学研究问题评测专有模型。数据很硬:719 份文稿中只有 10 份公布了模型思维链;对无人能读懂的证明本应做形式化,却有 42% 尚未完成。剑桥与伦敦国王学院的论文进一步给出实证——模型把自然语言证明翻译进 Lean 时存在至少两处不一致,涉及 OpenAI 针对源自 Navier-Stokes 方程的问题所给的百万美元级解答。Terence Tao 与哈佛的 Melanie Wood 都指出:AI 提示者解完题就走、无法回答后续问题,发布之时并不存在人类理解。
推荐理由
把「AI 自动解题」的热销叙事与学界的验收标准摆在一起逐条对账,并给出思维链与形式化两组可核查数字,是这一轮 AI 做数学最有分量的批评性报道。
主体与标签
OpenAI#安全/对齐#论文/研究#评测/基准
正文
When OpenAI released hundreds of claimed solutions to some of the world’s hardest math problems this week, the frontier lab said that it had consulted an advisory group of elite mathematicians to avoid the controversy that came with the last time one of its models solved a long-standing problem in the field.
But OpenAI fell short of those standards, particularly where the mathematicians emphasized the need for human understanding of a mathematical result. That’s especially concerning after a new paper highlighted gaps between the natural language and formally expressed solution to a million-dollar problem ostensibly solved by OpenAI’s models.
The Advisory Group on Mathematics and Artificial Intelligence (AGMAI), hosted by the Institute for Advanced Study, is made up of nine prominent researchers at institutions around the world.
The organization released guidelines for frontier labs solving math problems at the end of September. In a statement on the latest set of proofs, the AGMAI said that “it is ultimately up to the mathematical community to assess the extent to which our recommendations were followed successfully.”
However, the organization’s first request was “to stop testing advanced mathematical problems on proprietary models.” OpenAI’s release explicitly says that it is evaluating its proprietary models using open research problems in mathematics.
The advisory group did not respond when asked by TechCrunch for a more thorough evaluation of OpenAI’s latest proof release. The lab clearly followed some of its principles, including releasing results as soon as possible and including information about how the models reached their conclusions. But not for all of them: Just 10 of the 719 manuscripts included releases of the model’s chain of thought.
For papers that people don’t understand, the mathematicians suggested the proofs should be formalized — but just 42% of the proofs released by OpenAI had not undergone this process.
Ultimately, it’s still not clear that OpenAI is taking “responsibility for ensuring that human understanding will follow” when releasing its proofs, in accordance to the AGMAI principles. AGMAI suggested that OpenAI should help fund the work of human mathematicians who will be required to make the lab’s solutions meaningful in any real way.
“Problems are being solved autonomously by AI prompters who have no interest in the broader field itself once their initial target is ‘solved’, and do not understand the AI output well enough to answer questions on the result, give talks, or otherwise interact with the rest of the field,” Terence Tao, a prominent mathematician who has criticized OpenAI’s approach, wrote on social media after the release.
That problem is exemplified by a paper released this week by mathematicians at the University of Cambridge and King’s College in London that questions the way frontier labs are approaching these challenges.
When AI models solve mathematical problems, they first create a “natural language” explanation, then try to express that result in Lean, a programming language that in theory confirms the accuracy of the proof by compiling it as code.
However, there may be problems with the way the models translate their natural language proofs into code; this paper documents at least two discrepancies between the natural language proof and the Lean code behind the solution OpenAI has offered to a problem derived from the Navier-Stokes equations that describe the complex behavior of fluids.
These discrepancies don’t necessarily disprove either solution, but they do raise questions on whether we can simply rely on models to formalize their own solutions without human involvement. That’s one reason that AGMAI asked OpenAI to “include machine-readable metadata correlating the natural language and formal artifacts,” something that the frontier lab did not do with these releases.
“Because of the phenomenon of mistranslations — as highlighted in this paper — the NL proof by OpenAI and other autoformalised Lean proofs should not prima facie be trusted without the same peer review process and scrutiny that other proofs are subjected to,” the authors of the “lost in translation” paper conclude.
Mathematicians stress that when new results are discovered by humans, they take responsibility for them and engage with the broader community through papers, talks, and seminars. That process increases understanding of the solutions, finds strategies that can be used to solve other problems, and allows the new knowledge to be applied in practical fields.
When a model is prompted to solve a hard problem and spits out a solution, “there is not human understanding of them at the point of release, and now the work begins,” Harvard University mathematics professor Melanie Wood told TechCrunch.
Correction: This article originally misreported the Institute for Advanced Study’s relationship with Princeton University. IAS is not affiliated with the university.
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Tim Fernholz is a journalist who writes about technology, finance and public policy. He has closely covered the rise of the private space industry and is the author of Rocket Billionaires: Elon Musk, Jeff Bezos and the New Space Race. Formerly, he was a senior reporter at Quartz, the global business news site, for more than a decade, and began his career as a political reporter in Washington, D.C. You can contact or verify outreach from Tim by emailing [email protected] or via an encrypted message to tim_fernholz.21 on Signal.