被 OpenAI 解雇的三名安全研究员发公开信逐条反驳:「怕出事就不敢和外部安全团体合作,这样的公司建不成安全的 AGI」
Fired OpenAI safety researchers dispute misconduct claims, warn of chilling effect
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导读
Jasmine Wang、Tomek Korbak 与 Mikita Balesni 三名上周被 OpenAI 解雇的安全研究员发布公开信,否认公司关于他们在既定流程之外处理敏感信息的说法,并警告这次解雇会在公司内部形成寒蝉效应。信是直接写给 OpenAI 的安全与安保委员会、安全顾问小组与使命顾问委员会的:三人说「围绕我们被解雇的对内对外沟通,已经让昔日同事不敢发声、不敢以直到上周还是 OpenAI 工作一部分的方式工作」。他们的立论是:「AI 不是普通技术,OpenAI 不是普通公司」,做安全的人比谁都更早看到风险,因而依赖与外部专家的紧密协作——在没有恐惧的前提下做这件事、并有明确的内部流程支撑它,本身就是一条必要的安全机制。三人否认参与向 The Information 泄露「最新模型的可监控性下降」那件事,也否认越出岗位职责与外部方接触。OpenAI 一份据称出自某研究负责人的内部备忘录称赞三人贡献并否认是打击报复:「这些决定不是关于提出安全关切或发声」。但发言人另称,调查发现了「一类不当行为模式」、超出与外部评估组共享信息的范围,却不愿说明到底违反了哪条政策。Wang 单独还原了自己的情形:公司以她访问了一位高管邮箱为由解雇她,而那份访问权本是公司委派给她用于招聘的,她不需要后请 IT 移除、IT 未处理、手机上邮箱又合并显示,误点敏感邮件后她在几分钟内就告知了那位高管并再次找 IT。信末要求 OpenAI 兑现公开承诺——让第三方安全审计员进入组织、保持前沿模型的可监控性、继续支持安全研究者与更广泛安全生态之间开放透明的对话。
推荐理由
这是「前沿实验室内部安全机制是否还有效」这一问题的第一手材料,三方口径(公开信、内部备忘录、发言人)齐备且可交叉验证,比一般人事新闻信息密度高得多。
主体与标签
OpenAI#安全/对齐#人事变动#观点/评论
正文
Jasmine Wang, Tomek Korbak, and Mikita Balesni, the three safety researchers that OpenAI fired last week , have published an open letter denying the firm’s claims that they mishandled sensitive information outside of established company procedures and warned that their dismissal signals a chilling effect that will have ripple effects across the company’s culture.
“We have become concerned that internal and external communications around our firing have made our former colleagues afraid to speak and operate in ways that, until last week, were an integral part of working at OpenAI,” the researchers wrote Thursday in an open letter to OpenAI’s Safety and Security Committee, Safety Advisory Group, and Mission Advisory Council.
The researchers were dismissed last week after allegedly sharing confidential company information with a third-party AI safety organization. OpenAI said they violated the company’s policies by “accessing and handling sensitive company information.”
“AI is not a normal technology, and OpenAI is not a normal company,” Wang, Korbak, and Balesni wrote. “Those of us who work on safety see risks before anyone else, and we rely on close collaboration with outside experts to work out how to address them. The freedom to do so without fear, and to have well-defined internal procedures that enable this work, is itself an essential safety mechanism.”
They said that their firing represents a broader shift in the culture of OpenAI, one that used to encourage workers to “raise safety concerns and disagree openly.” They said employees are now “unclear on where they stand” when behavior that was allegedly normal a month ago is now suddenly grounds for dismissal.
“Given the significant safety concerns surrounding the development of AI, employees must not be left working in an environment where fear and unclear rules stymie AI safety work and weaken third-party accountability,” they wrote. “Terminations such as ours, executed and communicated so abruptly, are chilling the open culture OpenAI has prized in the past.”
In the letter, the three denied involvement in a leak to The Information about less monitorable architectures in OpenAI’s newest models that make chain-of-thought reasoning more difficult to monitor. They also denied engaging with external parties outside the mandates of their jobs.
OpenAI has not formally responded to the open letter, but shared with TechCrunch an internal memo attributed to a research leader, praising the three researchers’ contributions to AI safety and denying that they were fired in retaliation.
“I want to be very clear that these decisions were not about raising safety concerns or speaking out,” the memo reads. “We have always encouraged that and always will. We do not terminate employees for raising concerns.”
Separately, an OpenAI spokesperson told TechCrunch the three were fired after an investigation revealed a “pattern of misconduct” in “clear violation of our policies of mishandling research information” that goes beyond sharing information with an outside AI evaluation group.
OpenAI did not directly address TechCrunch’s questions about specifically which policies the researchers allegedly violated, the circumstances of their dismissal, or how the company protects employees who raise safety concerns and collaborate with external evaluators.
The firings have fueled speculation about their circumstances, particularly as OpenAI faces scrutiny over recent safety incidents involving rogue agents and leaks about its models.
The letter also addresses the researchers’ response to the Hugging Face incident , in which a swarm of agents broke out of their sandbox and breached external systems. The letter says that the incident and investigation was “without precedent,” meaning “internal policies were being developed in real time.” Due to the sensitive nature of the investigation, Korbak believed he was acting within OpenAI’s policies and norms by communicating closely with outside safety evaluators to build trust, per the letter.
At the same time, Balesni was also working internally to address the growing AI monitorability problem, an effort the researchers say in their letter “can only succeed through extensive communication with external parties.” According to the letter, Balesni coordinated with and was supported by OpenAI board members and executives throughout his work.
“Throughout, Mikita checked in with his reporting line and took care to remove sensitive details from materials before sharing them,” the letter reads. “He acted throughout in good faith and within the company’s norms as they stood at the time.”
In a separate thread on X , Wang explained more details about her own dismissal, explaining that OpenAI told her she’d been fired because she accessed an executive’s email.
“OpenAI delegated that access to me for recruiting,” she wrote. “When I no longer needed it, I asked IT to remove it. They did not action my request, I couldn’t remove it myself, and the inbox was combined in an indistinguishable way in my phone’s mail app. When I opened a sensitive email by mistake, I told the executive within minutes and asked IT again. None of this was hidden.”
Wang went on to say that the reasons behind the terminations are “not adding up,” and that she and her colleagues are “not the first to be pushed out of OpenAI under suspicious circumstances.”
The researchers called on OpenAI to adhere to its public commitments to embed third-party safety auditors within the organization, to preserve monitorability of frontier models, and “continue to support an open and transparent culture of dialogue between safety researchers and the rest of the safety ecosystem.”
OpenAI agrees with their recommendations, per the memo.
“Unless the employees take a stand now against this kind of maneuver, I am concerned we will not be the last,” Wang said. “The message to everyone still at OpenAI is clear: raise concerns or work closely with outside safety groups, and you could be next, without being told why. You can’t build AGI safely if the people closest to the risks are afraid to speak.”
This article has been updated with more information from OpenAI.
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